Risk and Compliance Officer (Re-advertised) job at Five Star Insurance Brokers | Apply Now

Developing and operationalizing risk and compliance assessment tools and facilitating the implementation.

Ensuring that all external compliances set by external regulators are implemented and adhered to by the Company.

Ensuring that effective internal controls are in place to prevent and detect fraud, Misappropriation of funds and assets; and misapplication of policies and Procedures

Following up of the resolutions of any identified compliance deficiencies and audit Recommendations coordinating and / or conducting Departmental, client, and Company meetings and timely follow up on all issues.

Monitoring non-compliance and escalate any issues to management where non-compliance is not addressed.

Planning and coordinating risk and compliance reviews at office to mitigate risk and ensure compliance.

Developing an effective Compliance & Ethics training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers.

Conducting project reviews, compliance checks and present reports to the Managing Director.